Guardianship review protocol: red flags for well-being & accounting
Red flags for well-being & accounting
We have developed comprehensive documents outlining potential red flags in both well-being and accounting reports. These resources assist court reviewers in identifying potential issues within guardianships, ensuring the well-being of individuals under the court's protection.
For guidance on court responses to potential problems, use our interactive tool for judges.
Well-being red flags
Well-being reports are typically filed by the guardian on an annual basis. These reports provide vital information regarding the person's condition, the services and care they receive, and any significant actions taken by the guardian.
The following key red flags have been identified to help reviewers identify potential problems within the guardianship. Download the well-being red flags document for detailed information.
The big picture
- The person no longer needs guardianship or needs a change to the type or scope of the guardianship.
- There are concerns about the person's safety or well-being.
- The guardian is struggling.
- The guardian does not cooperate with the court, and/or not enough information has been provided to assess those items.
Accounting red flags
Inventories and accountings serve as essential mechanisms for the courts to monitor the finances of individuals under conservatorship. Filed by the conservator (also known as the guardian of the estate), inventories are typically due soon after appointment, while accountings occur regularly, usually annually.
Key areas of monitoring
These financial assessments are critical for maintaining the integrity of conservatorship and involve monitoring several key areas. Download the accounting red flags document for detailed information.
- Duties and compliance of conservator or guardian of the estate
- Assets
- Income
- Financial obligations and expenses